Characterization
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Characterization is the process of conveying information about characters in fiction or conversation. Characters are usually presented through their actions, dialect, and thoughts, as well as by description. Characterization can regard a variety of aspects of a character, such as appearance, age, gender, educational level, vocation or occupation, financial status, marital status, social status, cultural background, hobbies, sexual orientation, religious beliefs, ambitions, motivations, personality, etc.
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A well-developed character is one that has been thoroughly characterized, with many traits shown in the narrative. The better the audience knows the character, the better the character development. Thorough characterization makes characters well-rounded and complex. This allows for a sense of realism. As an example, according to F.R. Leavis, Leo Tolstoy was the creator of some of the most complex and psychologically believable characters in fiction. In contrast, an underdeveloped character is considered flat or stereotypical.
Character development is very important in character-driven literature, where stories focus not on events, but on individual personalities. Classic examples include War and Peace or David Copperfield. In a tragedy, the central character generally remains fixed with whatever character flaw (hamartia) seals his fate; in a comedy the central characters typically undergo some kind of epiphany (sudden realization) whereupon they adjust their erratic beliefs and practices, and avert a tragic fate. Historically, stories and plays focusing on characters became common as part of the 19th century Romantic movement, and character-driven literature rapidly supplanted more plot-driven literature that typically utilizes easily identifiable archetypes rather than proper character development...
There are two ways an author can convey information about a character:
- Direct or explicit characterization
- The author literally tells the audience what a character is like. This may be done via the narrator, another character or by the character him or herself.
- Indirect or implicit characterization
- The audience must deduce for themselves what the character is like through the character's thoughts, actions, speech (choice of words, way of talking), looks and interaction with other characters, including other characters’ reactions.
Characterization in drama operates on the same basis as in literature with an identical purpose. In performance an actor has less time to characterize and so can risk the character coming across as underdeveloped. The great realists of dramaturgy have relied heavily on implicit characterization which occupy the main body of their character driven plays. Examples of these playwrights are Ibsen, Strindberg and Chekhov. Such psychological epics as The Seagull indirectly characterize the protagonists so that the audience is drawn into their inner turmoils as they are slowly revealed over the 3 hours of time spent with the characters. The actors taking on these roles must also characterize over a long period of time, to the point that there seems to be no direct statement of who the character is at any point, this realism in acting requires the actor to characterize from their own persona as a starting point. The audience therefore does not recognize a realistic characterization immediately.
However the playwright and actor also have the choice of direct characterization in a similar vein to the writer in literature. The presentation of a character for a sociological discussion only has to be as real as the discussion requires. In this way a character can be used as an iconic reference by a playwright to suggest location, an epoch in history, or even draw in a political debate. The inclusion of a stock character, or in literary terms an archetypal character, by a playwright can risk drawing overly simplistic pictures of people and smack of stereotyping however the degree of success in direct characterization in order to swiftly get to the action varies from play to play and often according to the use the character is put to. In explicitly characterizing a certain character the actor makes a similar gamble. The choice of what aspects of a character are demonstrated by the actor to directly characterize is a political choice and makes a statement as to the ethics and agenda of the actor and the play as a whole. Examples of direct characterisation are found in mime especially, and in Epic Theatre, yet also in the work of Berkoff, the Wooster Group, and Theatre de Complicite.
Both implicit and explicit characterization in drama can result in a problematic, politically unstable character, even a stereotype. And conversely both direct and indirect characterization can make complex and unique characters depending on the choices made by those doing the characterizing.
- Outline on Literary Elements by Dr. Marilyn H. Stauffer of the University of South Florida
- Lecture about Fiction by Professor Waters of the Western Kentucky University, especially the accompanying PowerPoint presentation
- Character and Characterization in The UVic Writer's Guide (from the University of Victoria)
- Drama Theory