Electrical generator
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In electricity generation, an electrical generator is a device that converts kinetic energy to electrical energy, generally using electromagnetic induction. The reverse conversion of electrical energy into mechanical energy is done by a motor, and motors and generators have many similarities. The source of mechanical energy may be a reciprocating or turbine steam engine, water falling through a turbine or waterwheel, an internal combustion engine, a wind turbine, a hand crank, or any other source of mechanical energy.
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Electrostatic generators are used for scientific experiments requiring high voltages. Because of the difficulty of insulating machines producing very high voltages, electrostatic generators are made only with low power ratings and are never used for generation of commercially-significant quantities of electric power. Before the connection between magnetism and electricity was discovered, generators used electrostatic principles. The Wimshurst machine used electrostatic induction or "influence". Some electrostatic machines (such as the more modern Van de Graaff generator) uses either of two mechanisms:
- Charge transferred from a high-voltage electrode
- Charge created by the triboelectric effect using the separation of two insulators (the belt leaving the lower pulley)
In 1831-1832 Michael Faraday discovered that a potential difference is generated between the ends of an electrical conductor that moves perpendicular to a magnetic field. He also built the first electromagnetic generator called the 'Faraday disc', a type of homopolar generator, using a copper disc rotating between the poles of a horseshoe magnet. It produced a small DC voltage, and large amounts of current.
The Dynamo was the first electrical generator capable of delivering power for industry. The dynamo uses electromagnetic principles to convert mechanical rotation into a pulsing direct electric current through the use of a commutator. A dynamo machine consists of a stationary structure, which provides a constant magnetic field, and a set of rotating windings which turn within that field. On small machines the constant magnetic field may be provided by one or more permanent magnets; larger machines have the constant magnetic field provided by one or more electromagnets, which are usually called field coils.
The first dynamo based on Faraday's principles was built in 1832 by Hippolyte Pixii, a French instrument maker. It used a permanent magnet which was rotated by a crank. The spinning magnet was positioned so that its north and south poles passed by a piece of iron wrapped with wire. Pixii found that the spinning magnet produced a pulse of current in the wire each time a pole passed the coil. Furthermore, the north and south poles of the magnet induced currents in opposite directions. By adding a commutator, Pixii was able to convert the alternating current to direct current.
Unlike the Faraday disc, many turns of wire connected in series can be used in the windings of a dynamo. This allows the terminal voltage of the machine to be higher than a disc can produce, so that electrical energy can be delivered at a convenient voltage.
Main article: Jedlik's dynamo
In 1827, Hungarian Anyos Jedlik started experimenting with electromagnetic rotating devices which he called electromagnetic self-rotors. In the prototype of the single-pole electric starter (finished between 1852 and 1854) both the stationary and the revolving parts were electromagnetic. He formulated the concept of the dynamo at least 6 years before Siemens and Wheatstone. In essence the concept is that instead of permanent magnets, two electromagnets opposite to each other induce the magnetic field around the rotor.
Main article Gramme dynamo
Both of these designs suffered from a similar problem: they induced "spikes" of current followed by none at all. Antonio Pacinotti, an Italian scientist, fixed this by replacing the spinning coil with a toroidal one, which he created by wrapping an iron ring. This meant that some part of the coil was continually passing by the magnets, smoothing out the current. Zénobe Gramme reinvented this design a few years later when designing the first commercial power plants, which operated in Paris in the 1870s. His design is now known as the Gramme dynamo. Various versions and improvements have been made since then, but the basic concept of a spinning endless loop of wire remains at the heart of all modern dynamos.
Without a commutator, the dynamo is an example of an alternator, which is a synchronous singly-fed generator. With an electromechanical commutator, the dynamo is a classical direct current (DC) generator. The alternator must always operate at a constant speed that is precisely synchronized to the electrical frequency of the power grid for non-destructive operation. The DC generator can operate at any speed within mechanical limits but always outputs a direct current waveform.
Other types of generators, such as the asynchronous or induction singly-fed generator, the doubly-fed generator, or the brushless wound-rotor doubly-fed generator, do not incorporate permanent magnets or field windings (i.e, electromagnets) that establish a constant magnetic field, and as a result, are seeing success in variable speed constant frequency applications, such as wind turbines or other renewable energy technologies.
The full output performance of any generator can be optimized with electronic control but only the doubly-fed generators or the brushless wound-rotor doubly-fed generator incorporate electronic control with power ratings that are substantially less than the power output of the generator under control, which by itself offer cost, reliability and efficiency benefits.
A magnetohydrodynamic generator directly extracts electric power from moving hot gases through a magnetic field, without the use of rotating electromagnetic machinery. MHD generators were originally developed because the output of a plasma MHD generator is a flame, well able to heat the boilers of a steam power plant. The first practical design was the AVCO Mk. 25, developed in 1965. The U.S. government performed substantial development, culminating in a 25Mw demonstration plant in 1987. MHD generators operated as a topping cycle are currently (2007) less efficient than combined-cycle gas turbines.
The generator moves an electric current, but does not create electric charge, which is already present in the conductive wire of its windings. It is somewhat analogous to a water pump, which creates a flow of water but does not create the water inside. Other types of electrical generators exist, based on other electrical phenomena such as piezoelectricity, and magnetohydrodynamics. The construction of a dynamo is similar to that of an electric motor, and all common types of dynamos could work as motors.
The two main parts of a generator or motor can be described in either mechanical or electrical terms:
Mechanical:
- Rotor: The rotating part of an alternator, generator, dynamo or motor.
- Stator: The stationary part of an alternator, generator, dynamo or motor.
Electrical:
- Armature: The power-producing component of an alternator, generator, dynamo or motor. In a generator, alternator, or dynamo the armature windings generate the electrical current. The armature can be on either the rotor or the stator.
- Field: The magnetic field component of an alternator, generator, dynamo or motor. The magnetic field of the dynamo or alternator can be provided by either electromagnets or permanent magnets mounted on either the rotor or the stator.
Since power transferred into the field circuit is much less than in the armature circuit, AC generators nearly always have the field winding on the rotor and the stator as the armature winding. ONly a small amount of field current must be transferred to the moving rotor, using slip rings. Direct current machines necessarily have the commutator on the rotating shaft, so the armature winding is on the rotor of the machine.
A generator that uses field coils instead of permanent magnets requires a current flow to be present in the field coils for the generator to be able to produce any power at all. If the field coils are not powered, the rotor can spin without the generator producing any usable electrical energy.
For older and very large power generating equipment, it has been traditionally necessary for a small separate exciter generator to be operated in conjunction with the main power generator. This is a small permanent-magnet or battery-excited generator which produces the initial current flow necessary for the larger generator field to function.
Modern generators with field coils are self-excited, where some of the power output from the rotor is used to power the field coils. The rotor iron retains a residual magnetism when the generator is turned off. The generator is started with no load connected; the initial weak field creates a weak voltage in the stator coils, which in turn increases the field current, until the machine "builds up" to full voltage. If the machine does not have enough residual magentism to build up to full voltage, usually provision is made to inject current into the rotor from another source. This may be a battery, a house unit providing direct current, or rectified current from some other source of AC power. Since this initial current is required for a very short time, it is called "field flashing". Even small portable generator sets may occasionally need field flashing to restart, using procedures documented by the manufacturer.
The equivalent circuit of a generator and load is shown in the diagram to the right. To determine the generator's VG and RG parameters, follow this procedure: -
- Before starting the generator, measure the resistance across its terminals using an ohmmeter. This is its DC internal resistance RGDC.
- Start the generator. Before connecting the load RL, measure the voltage across the generator's terminals. This is the open-circuit voltage VG.
- Connect the load as shown in the diagram, and measure the voltage across it with the generator running. This is the on-load voltage VL.
- Measure the load resistance RL, if you don't already know it.
- Calculate the generator's AC internal resistance RGAC from the following formula:

Note 1: The AC internal resistance of the generator when running is generally slightly higher than its DC resistance when idle. The above procedure allows you to measure both values. For rough calculations, you can omit the measurement of RGAC and assume that RGAC and RGDC are equal.
Note 2: If the generator is an AC type, use an AC voltmeter for the voltage measurements.
The maximum power theorem states that the maximum power can be obtained from the generator by making the resistance of the load equal to that of the generator. This is inefficient since half the power is wasted in the generator's internal resistance; practical electric power generators operate with load resistance much higher than internal resistance, so the efficiency is greater.
Early motor vehicles tended to use DC generators with electromechanical regulators. These were not particularly reliable or efficient and have now been replaced by alternators with built-in rectifier circuits. These power the electrical systems on the vehicle and recharge the battery after starting. Rated output will typically be in the range 50-100 A at 12 V, depending on the designed electrical load within the vehicle - some cars now have electrically-powered steering assistance and air conditioning, which places a high load on the electrical system. Commercial vehicles are more likely to use 24 V to give sufficient power at the starter motor to turn over a large diesel engine without the requirement for unreasonably thick cabling. Vehicle alternators do not use permanent magnets and are typically only 50-60% efficient over a wide speed range. Motorcycle alternators often use permanent magnet stators made with rare earth magnets, since they can be made smaller and lighter than other types. See also hybrid vehicle.
Some of the smallest generators commonly found power bicycle lights. These tend to be 0.5 ampere, permanent-magnet alternators supplying 3-6 W at 6 V or 12 V. Being powered by the rider, efficiency is at a premium, so these may incorporate rare-earth magnets and are designed and manufactured with great precision. Nevertheless, the maximum efficiency is only around 60% for the best of these generators - 40% is more typical - due to the use of permanent magnets. A battery would be required in order to use a controllable electromagnetic field instead, and this is unacceptable due to its weight and bulk.
Sailing yachts may use a water or wind powered generator to trickle-charge the batteries. A small propeller, wind turbine or impeller is connected to a low-power alternator and rectifier to supply currents of up to 12 A at typical cruising speeds.
An engine-generator is the combination of an electrical generator and an engine (prime mover) mounted together to form a single piece of equipment. This combination is also called an engine-generator set or a gen-set. In many contexts, the engine is taken for granted and the combined unit is simply called a generator.
In addition to the engine and generator, engine-generators generally include a fuel tank, an engine speed regulator and a generator voltage regulator, cooling and exhaust systems, and lubrication system. Units larger than about 1 kW rating have a battery and electric starter; very large units may start with compressed air. Standby power generating units often include an automatic starting system and a transfer switch to disconnect the load from the utility power source and connect it to the generator.
Engine-generators are used to supply electrical power in places where utility (central station) power is not available, or where power is needed only temporarily. Small generators are sometimes used to supply power tools at construction sites. Trailer-mounted generators supply power for temporary installations of lighting, sound amplification systems, amusement rides etc.
Standby power generators are permanently installed and kept ready to supply power to critical loads during temporary interruptions of the utility power supply. Hospitals, communications service installations, data processing centers, sewage pumping stations and many other important facilities are equipped with standby power generators.
Privately-owned generators are especially popular in countries where grid power is undependable or unavailable. Trailer-mounted generators can be towed to disaster areas where grid power has been temporarily disrupted.
The generator voltage (volts), frequency (Hz) and power (watts) ratings are selected to suit the load that will be connected.
Engine-generators are available in a wide range of power ratings. These include small, hand-portable units that can supply several hundred watts of power, hand-cart mounted units, as pictured above, that can supply several thousand watts and stationary or trailer-mounted units that can supply over a million watts. The smaller units tend to use gasoline (petrol) as a fuel, and the larger ones have various fuel types, including diesel, natural gas and propane (liquid or gas). The engine can also operates on diesel and gas simultaneously (bi-fuel operation).
There are only a few portable three-phase generator models available in the US. Most of the portable units available are single phase power only and most of the three-phase generators manufactured are large industrial type generators.
Portable engine-generators may require an external power conditioner to safely operate some types of electronic equipment. Small portable generators may use an inverter. Inverter models can run at slower RPMs to generate the power that is necessary, thus reducing the noise of the engine and making it more fuel-efficient. Inverter generators are best to power sensitive electronic devices such as computers and lights that use a ballast.
The mid-size stationary engine-generator pictured here is a 100 kVA set which produces 415 V at around 110 A per phase. It is powered by a 6.7 litre turbocharged Perkins Phaser 1000 Series engine, and consumes approximately 27 litres of fuel an hour, on a 400 litre tank. Diesel engines in the UK run on red diesel and rotate at 1500 rpm. This produces power at a frequency of 50 Hz, which is the frequency used in the UK. In areas where the power frequency is 60 Hz (United States), generators rotate at 1800 rpm or another divisor of 3600. Diesel engine-generator sets operated at their peak efficiency point can produce between 3 and 4 kilowatthours of electrical energy for each litre of diesel fuel consumed, with lower efficiency at part load.
The generator can also be driven by the human muscle power (for instance, in the field radio station equipment).
Human powered direct current generators are commercially available, and have been the project of some homebrew enthusiasts. Typically operated by means of pedal power, a converted bicycle trainer, or a foot pump, such generators can be practically used to charge batteries as large as 12 volts, and in some cases are designed with an integral inverter. Portable radio receivers with a crank are made to reduce battery purchase requirements.
- U.S. Patent 222,881 -- Magneto-Electric Machines : Thomas Edison's main continuous current dynamo. The device's nickname was the "long-legged Mary-Ann". This device has large bipolar magnets. It is inefficient.
- U.S. Patent 373,584 -- Dynamo-Electric Machine : Edison's improved dynamo which includes an extra coil and utilizes a field of force.
- U.S. Patent 359,748 -- Dynamo Electric Machine - Nikola Tesla's construction of the alternating current induction motor / generator.
- U.S. Patent 406,968 -- Dynamo Electric Machine - Tesla's "Unipolar" machine (i.e., a disk or cylindrical conductor is mounted in between magnetic poles adapted to produce a uniform magnetic field).
- U.S. Patent 417,794 -- Armature for Electric Machines -Tesla's construction principles of the armature for electrical generators and motors. (Related to patents numbers US327797, US292077, and GB9013.)
- U.S. Patent 447,920 -- Method of Operating Arc-Lamps - Tesla's alternating current generator of high frequency alternations (or pulsations) above the auditory level.
- U.S. Patent 447,921 -- Alternating Electric Current Generator - Tesla's generator that produces alternations of 15000 per second or more.