Kurgan hypothesis
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The Kurgan hypothesis was introduced by Marija Gimbutas in 1956 in order to combine archaeology with linguistics in locating the origins of the Proto-Indo-European (PIE) speaking peoples. She tentatively named the set of cultures in question "Kurgan" after the Russian and Ukrainian term for their distinctive burial mounds and traced their diffusion into Europe.
This hypothesis has had a significant impact on Indo-European research. Those scholars who follow Gimbutas identify a Kurgan or Pit Grave culture as reflecting an early Proto-Indo-European ethnicity which existed in the Pontic steppe and southeastern Europe from the fifth to third millennia BC.
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The "Kurgan hypothesis" of Proto-Indo-European (PIE) origins assumes gradual expansion of the "Kurgan culture" until it encompasses the entire Pontic steppe, Kurgan IV being identified with the Pit Grave culture of around 3000 BC. Subsequent expansion beyond the steppes leads to hybrid cultures, such as the Globular Amphora culture to the west, the immigration of proto-Greeks to the Balkans and the nomadic Indo-Iranian cultures to the east around 2500 BC. The domestication of the horse, and later the use of early chariots is assumed to have increased the mobility of the Kurgan culture, facilitating the expansion over the entire Pit Grave region. In the Kurgan hypothesis, the entire Pontic steppes are considered the PIE Urheimat, or homeland, and a variety of late PIE dialects is assumed to have been spoken across the region. The area near the Volga labelled ?Urheimat in the map above marks the location of the earliest known traces of horse-riding (the Samara culture, but see Sredny Stog culture), and would correspond to an early PIE or pre-PIE nucleus of the 5th millennium BC.
Gimbutas' original suggestion identifies four successive stages of the Kurgan culture and three successive "waves" of expansion.
- Kurgan I, Dnieper/Volga region, earlier half of the 4th millennium BC. Apparently evolving from cultures of the Volga basin, subgroups include the Samara and Seroglazovo cultures.
- Kurgan II–III, latter half of the 4th millennium BC. Includes the Sredny Stog culture and the Maykop culture of the northern Caucasus. Stone circles, early two-wheeled chariots, anthropomorphic stone stelae of deities.
- Kurgan IV or Pit Grave culture, first half of the 3rd millennium BC, encompassing the entire steppe region from the Ural to Romania.
- Wave 1, predating Kurgan I, expansion from the lower Volga to the Dnieper, leading to coexistence of Kurgan I and the Cucuteni culture. Repercussions of the migrations extend as far as the Balkans and along the Danube to the Vinca and Lengyel cultures in Hungary.
- Wave 2, mid 4th millennium BC, originating in the Maykop culture and resulting in advances of "kurganized" hybrid cultures into northern Europe around 3000 BC (Globular Amphora culture, Baden culture, and ultimately Corded Ware culture). In the belief of Gimbutas, this corresponds to the first intrusion of Indo-European languages into western and northern Europe.
- Wave 3, 3000–2800 BC, expansion of the Pit Grave culture beyond the steppes, with the appearance of the characteristic pit graves as far as the areas of modern Romania, Bulgaria and eastern Hungary.
Frederik Kortlandt proposes a revision of the Kurgan hypothesis[1]. He states the main objection which can be raised against Gimbutas' scheme (e.g., 1985: 198) is that it starts from the archaeological evidence and looks for a linguistic interpretation. Starting from the linguistic evidence and trying to fit the pieces into a coherent whole, he arrives at the following picture: The territory of the Sredny Stog culture in the eastern Ukraine he calls the most convincing candidate for the original Indo-European homeland. The Indo-Europeans who remained after the migrations to the west, east and south (as described by Mallory[2]) became speakers of Balto-Slavic, while the speakers of the other satem languages would have to be assigned to the Yamnaya horizon, and the western Indo-Europeans to the Corded Ware horizon. Returning to the Balts and the Slavs, their ancestors should be correlated to the Middle Dnieper culture. Then, following Mallory (pp197f) and assuming the origin of this culture to be sought in the Sredny Stog, Yamnaya and Late Tripolye cultures, he proposes the course of these events corresponds with the development of a satem language which was drawn into the western Indo-European sphere of influence.
According to Frederik Kortlandt, there seems to be a general tendency to date proto-languages farther back in time than is warranted by the linguistic evidence. However, if the Indo-Hittite and Indo-European could be correlated with the beginning and the end of the Sredny Stog culture, respectively, he states that the linguistic evidence from the overall Indo-European family does not lead us beyond Gimbutas' secondary homeland, thus that the Khvalynsk culture on the middle Volga and the Maykop culture in the northern Caucasus cannot be identified with the Indo-Europeans. Any proposal which goes beyond the Sredny Stog culture must start from the possible affinities of Indo-European with other language families. Taken into account the typological similarity of Proto-Indo-European to the North-West Caucasian languages and assuming this similarity can be attributed to areal factors, Frederik Kortlandt thinks of Indo-European as a branch of Uralo-Altaic which was transformed under the influence of a Caucasian substratum. Such events would be supported by archaeological evidence and locate the earliest ancestors of the speakers of Proto-Indo-European north of the Caspian Sea in the seventh millennium (cf. Mallory 1989: 192f.), essentially in agreement with Gimbutas’ theory.
- 4500–4000: Early PIE. Sredny Stog, Dnieper-Donets and Samara cultures, domestication of the horse (Wave 1).
- 4000–3500: The Pit Grave culture (aka yamna culture), the prototypical kurgan builders, emerges in the steppe, and the Maykop culture in the northern Caucasus. Indo-Hittite models postulate the separation of Proto-Anatolian before this time.
- 3500–3000: Middle PIE. The Pit Grave culture is at its peak, representing the classical reconstructed Proto-Indo-European society, with stone idols, early two-wheeled proto-chariots, predominantly practicing animal husbandry, but also with permanent settlements and hillforts, subsisting on agriculture and fishing, along rivers. Contact of the Pit Grave culture with late Neolithic Europe cultures results in the "kurganized" Globular Amphora Baden cultures (Wave 2). The Maykop culture shows the earliest evidence of the beginning Bronze Age, and Bronze weapons and artefacts are introduced to Pit Grave territory. Probable early Satemization.
- 3000–2500: Late PIE. The Pit Grave culture extends over the entire Pontic steppe (Wave 3). The Corded Ware culture extends from the Rhine to the Volga, corresponding to the latest phase of Indo-European unity, the vast "kurganized" area disintegrating into various independent languages and cultures, still in loose contact enabling the spread of technology and early loans between the groups, except for the Anatolian and Tocharian branches, which are already isolated from these processes. The Centum-Satem break is probably complete, but the phonetic trends of Satemization remain active.
- 2500–2000: The breakup into the proto-languages of the attested dialects is complete. Proto-Greek is spoken in the Balkans, Proto-Indo-Iranian north of the Caspian in the emerging Andronovo culture. The Bronze Age reaches Central Europe with the Beaker culture, likely composed of various Centum dialects. The Tarim mummies possibly correspond to proto-Tocharians.
- 2000–1500: Catacomb culture north of the black sea. The chariot is invented, leading to the split and rapid spread of Iranian and Indo-Aryan from the Bactria-Margiana Archaeological Complex over much of Central Asia, Northern India, Iran and Eastern Anatolia. Proto-Anatolian is split into Hittite and Luwian. The pre-Proto-Celtic Unetice culture has an active metal industry (Nebra skydisk).
- 1500–1000: The Nordic Bronze Age develops pre-Proto-Germanic, and the (pre)-Proto-Celtic Urnfield and Hallstatt cultures emerge in Central Europe, introducing the Iron Age. Migration of the Proto-Italians into the Italian peninsula (Bagnolo stele). Redaction of the Rigveda and rise of the Vedic civilization in the Punjab. The Mycenaean civilization gives way to the Greek Dark Ages.
- 1000 BC–500 BC: The Celtic languages spread over Central and Western Europe. Proto Germanic. Homer and the beginning of Classical Antiquity. The Vedic Civilization gives way to the Mahajanapadas. Zoroaster composes the Gathas, rise of the Achaemenid Empire, replacing the Elamites and Babylonia. Armenians succeed the Urartu culture. Separation of Proto-Italic into Osco-Umbrian and Latin-Faliscan. Genesis of the Greek and Old Italic alphabets. A variety of Paleo-Balkan languages are spoken in Southern Europe. The Anatolian languages are extinct.
The "kurganized" Globular Amphora culture in Europe is proposed as a "secondary Urheimat", separating into the Bell-beaker culture and Corded Ware culture around 2300 BC and ultimately resulting in the European branches of Italic, Celtic and Germanic languages, and other, partly extinct, language groups of the Balkans and central Europe, possibly including the proto-Mycenaean invasion of Greece.
Gimbutas believed that the expansions of the Kurgan culture were a series of essentially hostile, military invasions where a new warrior culture imposed itself on the peaceful, matriarchal cultures of "Old Europe", replacing it with a patriarchal warrior society, a process visible in the appearance of fortified settlements and hillforts and the graves of warrior-chieftains:
- The Process of Indo-Europeanization was a cultural, not a physical transformation. It must be understood as a military victory in terms of imposing a new administrative system, language and religion upon the indigenous groups.
In her later life, Gimbutas increasingly emphasized the violent nature of this transition from the Mediterranean cult of the Mother Goddess to a patriarchal society and the worship of the warlike Thunderer (Zeus, Dyaus), to a point of essentially formulating feminist archaeology. Many scholars who accept the general scenario of Indo-European migrations proposed, maintain that the transition was likely much more gradual and peaceful than suggested by Gimbutas. The migrations were certainly not a sudden, concerted military operation, but the expansion of disconnected tribes and cultures, spanning many generations. To what degree the indigenous cultures were peacefully amalgamated or violently displaced remains a matter of controversy among supporters of the Kurgan hypothesis.
JP Mallory advocates the Kurgan hypothesis as the de-facto standard theory of Indo-European origins, but he recognizes valid criticism of Gimbutas' radical scenario of military invasion: almost all the arguments for invasion and cultural transformation are far better explained without reference to Kurgan expansion.
The German archaeologist Alexander Häusler has sharply criticised Gimbutas' concept of 'a' Kurgan culture that mixes several distinct cultures like the pit-grave culture.
While the Kurgan scenario is widely accepted as one of the leading answers to the question of Indo-European origins, it is still a speculative model, not normative. The main alternative suggestion is the theory of Colin Renfrew and Vyacheslav V. Ivanov, postulating an Anatolian Urheimat, and the spread of the Indo-European languages as a result of the spread of agriculture. This belief implies a significantly older age of the Proto-Indo-European language (ca. 9,000 years as opposed to ca. 6,000 years), and among traditional linguists finds rather less support than the Kurgan theory, on grounds of glottochronology (though this method is widely rejected as invalid by mainstream historical linguistics), and because there are some difficulties in correlating the geographical distribution of the Indo-European branches with the advance of agriculture.
A study in 2003 by Russell Gray and Quentin Atkinson at the University of Auckland[3], using a technique completely different to the traditional glottochronology, favours an earlier date for Proto-Indo-European than assumed by the Kurgan model, ca. the 7th millennium consistent with Renfrew's Anatolian Urheimat. Their result is based on maximum likelihood analysis of Swadesh lists.
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A specific haplogroup R1a1 defined by the M17 (SNP marker) of the Y chromosome (see:[4] for nomenclature) is associated by some with the Kurgan culture. The haplogroup R1a1 is currently found in central and western Asia, India, and in Slavic populations of Eastern Europe, but it is not very common in some countries of Western Europe (e.g. France, or some parts of Great Britain) (see [5] [6]). However, 23.6% of Norwegians, 18.4% of Swedes, 16.5% of Danes, 11% of Saami share this lineage ([7]).
Ornella Semino et al. (see [8]) identified the related but distinct haplotype R1b (Eu18 in their original terminology — see [9] for nomenclature conversions) as descended from an expansion from the Iberian peninsula following the last glacial period (20,000 to 13,000 years ago), with R1a1 (their Eu19) linked to the Kurgan expansion. R1b is prevalent in western Europe, especially Basque Country, while R1a1 is most prevalent in Russia, Ukraine, Poland, Hungary and is also observed in Pakistan, India and central Asia.
Another study [10] concludes that the Indian population received "limited" gene flow from external sources since the Holocene and suggests R1a1 originates from South or West Asia.
Another marker that closely corresponds to Kurgan migrations is distribution of blood group B allele, mapped by Luigi Luca Cavalli-Sforza. The distribution of blood group B allele in Europe matches the proposed map of Kurgan Culture, and Haplogroup R1a1 (YDNA) distribution.
According to this hypothesis, the reconstructed linguistic evidence suggests that the Indo-Europeans were horse-riding warriors who used thrusting weapons and could easily overrun other areas, and did do so in so far as central Europe is concerned, around the fourth-fifth millennia BCE. On the techno-cultural level, the Kurgan people were essentially at a pastoral stage. Discounting this equation, Renfrew (1999: 268) holds that on the European scene mounted warriors appear only as late as the turn of the second-first millennia BCE and these could in no case have been Gimbutas’s Kurgan warriors predating the facts by some 3,000 years. On the linguistic turf, there comes a severe attack by Kathrin Krell (1998) who finds a great incongruity between the terms found in the reconstructed Indo-European language and the cultural level met with in the kurgans. For example, Krell holds that the Indo-Europeans had reached an agricultural level whereas the Kurgan people were just at a pastoral stage. There are others, like Mallory and Schmitt, who are equally critical of Gimbutas’s hypothesis. [3]
- ^ Frederik Kortlandt-The spread of the Indo-Europeans, 2002,[1]
- ^ J.P.Mallory, In search of the Indo-Europeans: Language, archaeology and myth. London: Thames and Hudson, 1989.
- ^ The Homeland of Indo-European Languages and Culture - Some Thoughts] by Prof. B.B.Lal ( Director General (Retd.), Archaeological Survey of India, [2]
- Dexter, A.R. and Jones-Bley, K. (eds). 1997. The Kurgan Culture and the Indo-Europeanization of Europe: Selected Articles From 1952 to 1993. Institute for the Study of Man. Washingdon, DC. ISBN 0-941694-56-9.
- Mallory, J.P. and Adams, D.Q. 1997 (eds). 1997. Encyclopedia of Indo-European Culture. Fitzroy Dearborn division of Taylor & Francis, London. ISBN 1-884964-98-2.
- Mallory, J.P. 1989. In Search of the Indo-Europeans: Language, Archaeology and Myth. Thames & Hudson, London. ISBN 0-500-27616-1.
- D. G. Zanotti, The Evidence for Kurgan Wave One As Reflected By the Distribution of 'Old Europe' Gold Pendants, JIES 10 (1982), 223-234.
- Yamna culture
- Ukrainian stone stela
- Domestication of the horse, Tarpan
- Animal sacrifice, Ashvamedha
- Shaft tomb, Tumulus
- Ukrainian LGM refuge
- Competing hypotheses